Self-regulatory organizations

Results: 6954



#Item
511Financial Industry Regulatory Authority / Securities Investor Protection Corporation / U.S. Securities and Exchange Commission / Financial regulation / Security / Finance / United States securities law / Financial economics / Self-regulatory organizations

PRESS RELEASE FINANCE 500, INC. HIRES NEW CHIEF FINANCIAL OFFICER Irvine, CA, August 29, 2014 – (BUSINESS WIRE) –Finance 500, Inc. (“F500”) announced that they have recently hired Ann DiGiorgio as their Chief Fin

Add to Reading List

Source URL: www.finance500.com

Language: English - Date: 2014-09-12 13:05:24
512United States Generally Accepted Accounting Principles / Auditing / Self-regulatory organizations / Other postemployment benefits / GASB 34 / Governmental Accounting Standards Board / Sarbanes–Oxley Act / Governmental accounting / GASB 45 / Accountancy / Business / Economy of the United States

GOVERNMENT & NONPROFIT NEWS American Accounting Association PRESIDENT’S MESSAGE Susan C. Kattelus Eastern Michigan University

Add to Reading List

Source URL: www2.aaahq.org

Language: English - Date: 2004-09-17 15:34:55
513Finance / Self-regulatory organizations / 73rd United States Congress / Securities Exchange Act / United States Securities and Exchange Commission / Public Company Accounting Oversight Board / Financial Industry Regulatory Authority / Dodd–Frank Wall Street Reform and Consumer Protection Act / Net capital rule / United States securities law / Economy of the United States / Financial regulation

Microsoft Word - 1_Funding rulesfact sheet.doc

Add to Reading List

Source URL: pcaobus.org

Language: English - Date: 2011-06-14 11:37:14
514Futures exchanges / Futures contract / Commodity Futures Trading Commission / Chicago Mercantile Exchange / Clearing house / Derivative / Securities Exchange Act / Commodity Futures Modernization Act / Financial economics / Financial system / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-CMEApril 2, 2015 Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2015-04-03 06:14:46
515Finance / Financial system / United States Securities and Exchange Commission / Self-regulatory organizations / Financial services / Financial Industry Regulatory Authority / Securities Exchange Act / U.S. Securities and Exchange Commission / Broker-dealer / Financial economics / United States securities law / Financial markets

CLIENT MEMORANDUM SEC Proposes the First of Several Anticipated Reforms to Address Equity Markets Issues April 2, 2015

Add to Reading List

Source URL: www.willkie.com

Language: English - Date: 2015-04-03 14:27:07
516Self-regulatory organizations / Financial regulation / Finance / 73rd United States Congress / United States Securities and Exchange Commission / Financial Industry Regulatory Authority / Registered Investment Advisor / Municipal Securities Rulemaking Board / U.S. Securities and Exchange Commission / United States securities law / Financial economics / Business

Recommendation: Empowering Elders and other Investors: Background Checks in the Financial Markets

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2015-04-07 17:49:28
517Financial system / Stock market / Clearing / Repurchase agreement / Self-regulatory organizations / SEC filings / Depository Trust & Clearing Corporation / Financial economics / Securities / Finance

8/1 Section 8 Nominee Services 8.1

Add to Reading List

Source URL: www.hkex.com.hk

Language: English - Date: 2014-12-30 20:44:49
518Fee / Economics / Stock market / Order / Business

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-EDGX[removed]March 10, 2015 Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Chang

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2015-03-11 07:54:21
519Investment / Securities Exchange Act / Futures contract / Market maker / Order / Stock market / National best bid and offer / Derivative / Regulation NMS / Financial economics / Financial markets / Finance

(SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEMKT[removed]March 4, 2015 Self-Regulatory Organizations; NYSE MKT LLC; Order Granting Approval of a Proposed Rule Change, as Modified by Amendm

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2015-03-05 08:20:15
520Financial economics / NYSE Arca / Direct Edge / New York Stock Exchange / NASDAQ / Securities Exchange Act / Order / Electronic communication network / NYSE Euronext / Stock market / Economy of the United States / Investment

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-EDGA[removed]March 10, 2015 Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Chang

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2015-03-11 07:56:14
UPDATE